Sox — SOX合规参考

Quick-reference skill for Sarbanes-Oxley Act requirements, internal controls, and audit compliance.

When to Apply

• Understanding SOX section requirements (302, 404, 906)
• Designing internal controls over financial reporting (ICFR)
• Preparing for SOX compliance audits
• Implementing IT general controls (ITGCs)
• Evaluating material weakness vs significant deficiency

Commands

intro

scripts/script.sh intro

Overview of the Sarbanes-Oxley Act — history, purpose, and key provisions.

sections

scripts/script.sh sections

Key SOX sections: 302, 404, 409, 802, 906 and their requirements.

controls

scripts/script.sh controls

Internal controls framework — COSO components, control types, and design principles.

itgc

scripts/script.sh itgc

IT General Controls — access management, change management, operations, and SDLC.

audit

scripts/script.sh audit

SOX audit process — planning, testing, reporting, and remediation.

penalties

scripts/script.sh penalties

SOX penalties and enforcement — criminal and civil consequences for non-compliance.

examples

scripts/script.sh examples

Real-world SOX compliance scenarios and common findings.

checklist

scripts/script.sh checklist

SOX compliance readiness checklist for organizations.

help

scripts/script.sh help

version

scripts/script.sh version

Configuration

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